Alexander Wallace Insley

Employer firm

Zacks Investment Management, Inc. CRD 110897

$14.6B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Zacks Investment Management
  Chicago, IL

Previous Registrations

• 2007-07-25 → 2008-11-28
  Fisher Investments
  Chicago, IL
  Plano, TX
• 2006-11-22 → 2008-01-28
  Cleararc Capital, Inc.
  Cincinnati, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-10
• S63 Uniform Securities Agent State Law Examination
  1994-05-16

Other Names

• Alex W Insley