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Melissa Maurer

J.P. Morgan Securities LLC

Greenwich, CT

CRD 5039327

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-10-18
TX RA APPROVED_RES 2022-10-18
  • CT RA
    APPROVED
    Since 2022-10-18
  • TX RA
    APPROVED_RES
    Since 2022-10-18

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 10/2022
Jpmorgan Chase Bank, N.A. Greenwich CT 10/2022 Present
J.P. Morgan Securities Llc Greenwich CT 10/2022 Present
Previous Registrations
  • 2007-05-29 → 2022-10-06
    Citigroup Global Markets Inc.
    New York, NY
    Greenwich, CT
    Short Hills, NJ
    New York, NY
    New York, NY
    Tampa, FL
    Washington, DC
    New York, NY
    Washington, DC
  • 2006-04-18 → 2007-05-29
    Citicorp Investment Services
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-19
  • S66 Uniform Combined State Law Examination
    2005-12-19
Other Names
  • Melissa Brier Aylor
  • Melissa Brier Maurer

View on SEC IAPD

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