Best Investors Account Sign in

Gianna Sue Miller

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
WA RA APPROVED 2025-04-08
  • TX RA
    APPROVED
    Since 2025-11-03
  • WA RA
    APPROVED
    Since 2025-04-08

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lynnwood WA 03/2018 Present
Dhi Mortgage (Dr Horton) Kirkland WA 12/2016 02/2018
Keybank Inc. Kirkland WA 11/2015 12/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-07
S65 Uniform Investment Adviser Law Examination 1997-09-11
S63 Uniform Securities Agent State Law Examination 1995-01-09
  • S66 Uniform Combined State Law Examination
    2025-04-07
  • S65 Uniform Investment Adviser Law Examination
    1997-09-11
  • S63 Uniform Securities Agent State Law Examination
    1995-01-09
Other Names
  • Gianna Sue Miller
  • Gianna Sue Ruckman
  • Gianna Miller

View on SEC IAPD

Other Firms

BASECAMP WEALTH ADVISORS, LLC
THREADLINE WEALTH
SCS
STEWARD CAPITAL LLC.
GALLAGHER FIDUCIARY ADVISORS, LLC
LPL FINANCIAL LLC
LIDO
FOCUS PARTNERS WEALTH, LLC

Other Investors

BRIAN RAY JOHNSON
TERESA LYNN LAMAR
LIN GONG
JOSEPH NORMAN LEVESQUE
Brandon Charles Zilles
Jacob M Demharter
KELSEN WILLIAM EDWINS
Christopher Lee-Haas Sittner

Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

More in Bellevue, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor