Chris J. Wallace

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-05-05
MD	RA	APPROVED	2011-12-13

TX RA
APPROVED_RES

Since 2020-05-05
MD RA
APPROVED

Since 2011-12-13

Branch Locations

12505 Park Potomac Avenue Suite 200, Potomac, MD 20854 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Gaithersburg	MD	12/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

12/2011 → Present

Morgan Stanley Smith Barney

Gaithersburg, MD
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2011-06-03 → 2011-12-13

Morgan Keegan & Company, Llc

Rockville, MD
2009-10-23 → 2011-06-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bethesda, MD

Rockville, MD

Rockville, MD

Washington, DC
2003-03-31 → 2009-10-23

Banc Of America Investment Services, Inc.

Bethesda, MD

Rockville, MD

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-01-27
S63	Uniform Securities Agent State Law Examination	1994-03-18
S65	Uniform Investment Adviser Law Examination	1994-03-18

S66 Uniform Combined State Law Examination

2003-01-27
S63 Uniform Securities Agent State Law Examination

1994-03-18
S65 Uniform Investment Adviser Law Examination

1994-03-18

Other Names

Chris John Wallace
Chris John Wallace

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews