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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank And Trust | Winter Haven | FL | 04/2013 | Present |
| Infinex Investments Inc | Meriden | CT | 04/2013 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2026 | Present |
| Cetera Investment Advisers Llc | Winter Haven | FL | 06/2026 | Present |
PRIVATE BANKING FOR CITIZENS BANK AND TRUST; TREASURER OF ROTARY CLUB OF WINTER HAVEN, CHECK WRITING IN DUAL CAPACITY, 1/HR/WK; TREASURER OF HOMEOWNER’S ASSOCIATION, NO CHECK WRITING ABILITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-27 |
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