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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-01-28 |
| TX | RA | APPROVED | 2011-01-03 |
Branch Locations
Winter Park, CO • United States
825 Town And Country Ln Ste 300 [Lx-Rbo], Houston, TX 77024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Houston | TX | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-16 |
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