Kimberly Dawn Brandt

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Holland, MI
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Holland, MI

Other Businesses

CRUISE LAKE MICHIGAN DBA CRYSTAL BLUE CRUISES; NOT INVESTMENT RELATED; LLC FOR CHARTER BOAT CRUISES, SAFETY TRAINING, AND BOAT HANDLING INSTRUCTION; 100% OWNERSHIP; START DATE = 09/2014; 20 HOURS DEVOTED PER MONTH; NOT DURING TRADING HOURS; DUTIES INVOLVE CAPTAINING CHARTER BOATS, PROVIDING BOATER SAFTETY TRAINING, PROVIDING AND ONE-ON-ONE BOAT HANDLING INSTRUCTION. ZIJA INTERNATIONAL; NOT INVESTMENT RELATED; LEHI, UTAH; PRODUCT SALES; START DATE 10/6/17; 3 HOURS PER MONTH / 0 DURING TRADING; SELLING HEALTH PRODUCTS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-01-28

Other Names

• Kimberly D Swathwood
• Kimberly Dawn Visser
• Kimberly Dawn Visser