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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-18
MI RA APPROVED 2019-09-27
  • TX RA
    APPROVED
    Since 2022-03-18
  • MI RA
    APPROVED
    Since 2019-09-27

Branch Locations

321 Settlers Rd Ste 110, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Holland MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Holland MI 11/2016 Present
Other Businesses

CRUISE LAKE MICHIGAN DBA CRYSTAL BLUE CRUISES; NOT INVESTMENT RELATED; LLC FOR CHARTER BOAT CRUISES, SAFETY TRAINING, AND BOAT HANDLING INSTRUCTION; 100% OWNERSHIP; START DATE = 09/2014; 20 HOURS DEVOTED PER MONTH; NOT DURING TRADING HOURS; DUTIES INVOLVE CAPTAINING CHARTER BOATS, PROVIDING BOATER SAFTETY TRAINING, PROVIDING AND ONE-ON-ONE BOAT HANDLING INSTRUCTION. ZIJA INTERNATIONAL; NOT INVESTMENT RELATED; LEHI, UTAH; PRODUCT SALES; START DATE 10/6/17; 3 HOURS PER MONTH / 0 DURING TRADING; SELLING HEALTH PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-28
  • S63 Uniform Securities Agent State Law Examination
    1998-01-28
Other Names
  • Kimberly D Swathwood
  • Kimberly Dawn Visser
  • Kimberly Dawn Visser

View on SEC IAPD

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