Thomas Aldom Scott

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2018-11-28

VA RA
APPROVED

Since 2018-11-28

Branch Locations

250 Wylderose Commons, Ste 202, Midlothian, VA 23113 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Saunders Retirement Advisors, Inc	Richmond	VA	02/1994	05/2018
Summit Brokerage Services	Richmond	VA	02/2012	11/2018
Buehler & Berryhill Financial Partners, Llc	Richmond	VA	05/2018	Present
Lpl Financial Llc	Midlothian	VA	11/2018	Present

02/1994 → 05/2018

Saunders Retirement Advisors, Inc

Richmond, VA
02/2012 → 11/2018

Summit Brokerage Services

Richmond, VA
05/2018 → Present

Buehler & Berryhill Financial Partners, Llc

Richmond, VA
11/2018 → Present

Lpl Financial Llc

Midlothian, VA

Previous Registrations

2012-03-01 → 2018-12-19

Summit Financial Group Inc

Richmond, VA

Midlothian, VA

Richmond, VA
2007-01-16 → 2012-03-29

Saunders Retirement Advisors, Inc.

Richmond, VA
2005-07-07 → 2006-12-31

Saunders Retirement Planning, Inc.

Midlothian, VA
2003-08-29 → 2005-07-07

The Capital Management Corporation

Richmond, VA
2003-01-13 → 2003-08-25

Saunders Retirement Planning, Inc.

Midlothian, VA

Other Businesses

1. 11/28/2018 - BUEHLER & BERRYHILL FINANCIAL PARTNERS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/2009. 2. 11/28/2018 - No Business Name - Not Investment Related - Home Based - SOCCER REFEREE - Started 1/1/2002 - 30 Hours Per Month. 3. 12/10/2019 - No Business Name - Investment Related - 9413 Creek Summit Circle, Richmond, Virginia 23235 - Real Estate Rental - Started 06/01/2018 - 5 Hours Per Month/0 Hours During Securities Trading - Maintain a listing to HOST on AirBnb that has developed into a semi regular flow of guests being hosted in personal residence.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-03-18
S65	Uniform Investment Adviser Law Examination	1994-02-17

S63 Uniform Securities Agent State Law Examination

1994-03-18
S65 Uniform Investment Adviser Law Examination

1994-02-17

Other Names

Thomas A Scott
Tom Scott
T Aldom Scott

View on SEC IAPD