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B. Riley Wealth Advisors, Inc. CRD 115927
$4.21B regulatory AUM 40 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-07-02 |
Branch Locations
Boynton Beach, FL • United States
5000 T-Rex Ave. Suite 300, Boca Raton, FL 33421 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Coral Springs | FL | 06/2016 | 03/2018 |
| National Securities Corp | Boca Raton | FL | 05/2018 | 07/2022 |
| National Asset Management | Boca Raton | FL | 06/2018 | 07/2022 |
| B. Riley Wealth Management | Boca Raton | FL | 07/2022 | Present |
| B. Riley Wealth Advisors | Memphis | TN | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-28 |
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