Frank Carlo Marano

Employer firm

Brookstone Wealth Advisors, LLC CRD 137658

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-02
CT	RA	APPROVED	2014-12-03

NY RA
APPROVED

Since 2021-09-02
CT RA
APPROVED

Since 2014-12-03

Branch Locations

Poughkeepsie, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Marano Consulting	Poughkeepsie	NY	10/1992	Present
Retirement Wealth Advisors	Poughkeepsie	NY	11/2014	Present

10/1992 → Present

Marano Consulting

Poughkeepsie, NY
11/2014 → Present

Retirement Wealth Advisors

Poughkeepsie, NY

Other Businesses

1. MARANO CONSULTING, POUGHKEEPSIE, NY OWNER/PRESIDENT. STARTED 10/92 40 HOURS/WEEK. INDEPENDENTLY SELL INSURANCE, LIFE ANNUITIES, MEDICARE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-18
S63	Uniform Securities Agent State Law Examination	1994-03-19

S65 Uniform Investment Adviser Law Examination

2014-11-18
S63 Uniform Securities Agent State Law Examination

1994-03-19

View on SEC IAPD