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Gene Thomas Ritter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2008-06-02
TX RA APPROVED_RES 2004-08-17
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2008-06-02
  • TX RA
    APPROVED_RES
    Since 2004-08-17

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 02/1989 Present
Bank Of America, N.A. New York NY 05/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-29
S63 Uniform Securities Agent State Law Examination 1995-05-12
  • S65 Uniform Investment Adviser Law Examination
    2008-05-29
  • S63 Uniform Securities Agent State Law Examination
    1995-05-12
Other Names
  • Eugene T Ritter
  • Eugene Thomas Ritter

View on SEC IAPD

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