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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2015-11-02 |
Branch Locations
104 S Washington St, Rockville, MD 20850 • United States
Montgomery Village, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc | Fairfield | IA | 11/2015 | Present |
| Cambridge Investment Research Advisors Inc | Fairfield | IA | 11/2015 | Present |
1) GuideMark Strategic Advisors, 104 S Washington St, Rockville MD. 05/01/2017, Independent insurance agent for various independent insurance companies. Investment related, 5/yearly, 5/trade. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3)GUIDEMARK STRATEGIC ADVISORS, Rockville MD 20850, United States, 11/02/2015, IAR, DBA Name, INV REL, 160HR/MO - 120HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-16 |
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