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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2020-11-12

Branch Locations

5925 Silver Springs Ste B, El Paso, TX 79912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 10/2012 09/2022
First Allied Advisory Services, Inc. San Diego CA 10/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc El Paso, TX 09/2022 Present
Gentry Partners Wealth Management, Llc El Paso TX 05/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 10/2012 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 10/2012 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    El Paso,, TX
  • 05/2024 → Present
    Gentry Partners Wealth Management, Llc
    El Paso, TX
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-10-24 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
    El Paso, TX
    El Paso, TX
  • 2002-08-14 → 2012-10-24
    Ogilvie Security Advisors Corporation
    El Paso, TX
    El Paso, TX
    El Paso, TX
Other Businesses

1. MILNER CARBALLO LLC; OWNER/MEMBER; HOLDING CO OR TAX/BILL PAYMENT ENTITY; START DATE: 5/1/2019; 160 HOURS PER MONTH. 2. DEVELOPMENT PROJECT; PARTNER; REAL ESTATE (AGENT/BROKER/DEVELOPER); START DATE 07/01/2022; 20 HOURS PER MONTH. 3. NAME OF OTHER BUSINESS: GENTRY PARTNERS WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER/ FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/1993; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-03-01
  • S63 Uniform Securities Agent State Law Examination
    1994-03-01
Designations
Other Names
  • Milner E Carballo

View on SEC IAPD

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