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Amy Elizabeth Lilly

D.A. Davidson & Co.

Corona, CA

Claremont, CA

CRD 2457293

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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-12
CA RA APPROVED 2013-11-25
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • CA RA
    APPROVED
    Since 2013-11-25

Branch Locations

Corona, CA • United States

697 E. Foothill Boulevard, Suite D, Claremont, CA 91711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Claremont CA 11/2013 12/2021
D.A. Davidson & Co. Claremont CA 12/2021 Present
Previous Registrations
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    West Covina, CA
  • 2012-03-30 → 2013-11-04
    Crowell, Weedon & Co.
    West Covina, CA
    West Covina, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-28
S63 Uniform Securities Agent State Law Examination 2010-12-10
  • S66 Uniform Combined State Law Examination
    2012-03-28
  • S63 Uniform Securities Agent State Law Examination
    2010-12-10
Other Names
  • Mccadden

View on SEC IAPD

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