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Sandy Situ Wong

Wells Fargo Clearing Services, LLC

San Francisco, CA

San Francisco, CA

San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-02-07
  • CA RA
    APPROVED
    Since 2014-02-07

Branch Locations

1015 Stockton St, San Francisco, CA 94108 • United States

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

1160 Grant Ave, San Francisco, CA 94133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Francisco CA 02/2014 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2014-02-10
    J.P. Morgan Securities Llc
    Daly City, CA
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Daly City, CA
    San Francisco, CA
    South San Francisco, CA
    Daly City, CA
    Daly City, CA
    Daly City, CA
    South San Francisco, CA
    Daly City, CA
  • 2006-02-23 → 2009-05-02
    Wamu Investments, Inc.
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Daly City, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-22
  • S63 Uniform Securities Agent State Law Examination
    1994-04-22
Other Names
  • Sandy Situ
  • Sandy S Wong
  • Sandy S Situ
  • Boa Yue Situ
  • Bao Yue Situ

View on SEC IAPD

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