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Bridgid Clare Kelly

Ubs Financial Services Inc.

Chicago, IL

Chicago, IL

CRD 2457267

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
IL RA APPROVED 2021-07-09
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • IL RA
    APPROVED
    Since 2021-07-09

Branch Locations

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Trading Group Chicago IL 05/2016 04/2018
Liccar Securities, Llc Chicago IL 07/2017 04/2018
Unemployed Chicago IL 04/2018 12/2018
Ubs Financial Services Inc. Chicago IL 12/2018 Present
  • 05/2016 → 04/2018
    Capital Trading Group
    Chicago, IL
  • 07/2017 → 04/2018
    Liccar Securities, Llc
    Chicago, IL
  • 04/2018 → 12/2018
    Unemployed
    Chicago, IL
  • 12/2018 → Present
    Ubs Financial Services Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-09
S63 Uniform Securities Agent State Law Examination 2006-10-16
  • S66 Uniform Combined State Law Examination
    2021-07-09
  • S63 Uniform Securities Agent State Law Examination
    2006-10-16
Other Names
  • Bridgid Clare Kelly
  • Bridgid Kelly

View on SEC IAPD

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Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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