Daniel Allen Ciolek

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-12-04
OH	RA	APPROVED	2019-12-03

TX RA
APPROVED_RES

Since 2019-12-04
OH RA
APPROVED

Since 2019-12-03

Branch Locations

Chardon, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	North Olmsted	OH	07/2010	12/2019
Danielciolek Asset Management	North Olmsted	OH	07/2010	12/2019
Lpl Financial Llc	Chardon	OH	12/2019	Present

07/2010 → 12/2019

Cadaret, Grant & Co., Inc.

North Olmsted, OH
07/2010 → 12/2019

Danielciolek Asset Management

North Olmsted, OH
12/2019 → Present

Lpl Financial Llc

Chardon, OH

Previous Registrations

2011-02-02 → 2019-12-04

Cadaret, Grant & Co., Inc.

North Olmsted, OH

Other Businesses

1) 7/2010 - DBA for LPL Business (entity for LPL business) - DANIEL CIOLEK ASSET MANAGEMENT - Investment Related - Chandon, OH 44024 2) 8/2009 - Real Estate Rental - NOT INVESTMENT RELATED - 212 ARDMORE BLVD, PAINESVILLE, OH 44077

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-10-30

S63 Uniform Securities Agent State Law Examination

1998-10-30

Other Names

Daniel Allen Jr Ciolek

View on SEC IAPD