Sandra Dean Henry

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-04-11
NC	RA	APPROVED	2013-04-19

TX RA
APPROVED_RES

Since 2019-04-11
NC RA
APPROVED

Since 2013-04-19

Branch Locations

Leland, NC • United States

107 Stokley Dr Suite 100, Wilmington, NC 28403 • United States

4101 Lake Boone Trail Ste 110 [Satellite], Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Wilmington	NC	04/2013	Present

04/2013 → Present

Wells Fargo Advisors Financial Network, Llc

Wilmington, NC

Previous Registrations

2009-06-01 → 2013-05-02

Morgan Stanley

Wilmington, NC
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Wilmington, NC

Other Businesses

NORTH CAROLINA NOTARY PUBLIC; NOT INV. RELATED; START DATE 01/03/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; NOTARIZING DOCUMENTS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-23

S66 Uniform Combined State Law Examination

2007-03-23

View on SEC IAPD