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Patrick Defeciani

Td Private Client Wealth LLC

New York, NY

CRD 2457192

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Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-19
  • NY RA
    APPROVED
    Since 2026-08-19

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 01/2025 08/2026
Unemployed Congers NY 04/2004 01/2025
Td Bank N.A. New York NY 08/2026 Present
Td Private Client Wealth Llc New York NY 08/2026 Present
Citigroup Global Markets Inc New York NY 03/2008 04/2024
Previous Registrations
  • 2025-02-10 → 2026-08-18
    Morgan Stanley
    Congers, NY
    Purchase, NY
  • 2021-08-17 → 2024-05-13
    Citigroup Global Markets Inc.
    Jersey City, NJ
    New York, NY
    Long Island City, NY
    Long Island City, NY
    Jersey City, NJ
    Jersey City, NJ
    New York, NY
    Long Island City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-30
S63 Uniform Securities Agent State Law Examination 1994-04-29
  • S66 Uniform Combined State Law Examination
    2024-05-30
  • S63 Uniform Securities Agent State Law Examination
    1994-04-29
Other Names
  • Patrick J Defeciani
  • Patrick Joseph Defeciani

View on SEC IAPD

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