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Stanley Joseph Janowiak

Wells Fargo Clearing Services, LLC

Westlake Village, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-28
IL RA APPROVED 2023-04-27
  • CA RA
    APPROVED
    Since 2023-04-28
  • IL RA
    APPROVED
    Since 2023-04-27

Branch Locations

3059 Townsgate Rd 4Th Fl, Ste 400, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Woodland Hills CA 06/2009 04/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2023
Wells Fargo Clearing Services, Llc Westlake Village CA 04/2023 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 06/2009 → 04/2023
    Morgan Stanley
    Woodland Hills, CA
  • 01/2015 → 04/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2023 → Present
    Wells Fargo Clearing Services, Llc
    Westlake Village, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-07
S63 Uniform Securities Agent State Law Examination 1994-08-22
  • S65 Uniform Investment Adviser Law Examination
    1995-11-07
  • S63 Uniform Securities Agent State Law Examination
    1994-08-22
Other Names
  • Stan Janowiak

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
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