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43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2019-06-26 |
Branch Locations
7 Leavy Drive, Bedford, NH 03110 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2019-06-20 |
| TX | RA | APPROVED | 2019-06-20 |
Branch Locations
425 Hooksett Road, Manchester, NH 03104-2632 • United States
7 Leavy Dr, Bedford, NH 03110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Bedford | NH | 06/2015 | 06/2019 |
| Lpl Financial Llc | Bedford | NH | 06/2019 | Present |
| Northeast Planning Associates, Inc. | Bedford | NH | 06/2019 | Present |
1) 06/10/2019 - Northeast Planning Associates, Inc. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2019 - 100 hr/mth 2)06/10/2019 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 06/2019 - 5 hr/mth 3) 06/27/2019 - Northeast Planning Associates, Inc. - IAR - Investment related - At reported business location(s) - Registered Investment Advisor - start date:06/06/2019 - 35 hrs/mo - 2 hrs during trading - 25% time spent - I provide financial planning and consulting services through Northeast Planning Associates, Inc., an independent investment advisor firm. I started this business activity in 6/2019. I expect to spend approximately 35 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-10 |
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