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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-04-22 |
| TX | RA | APPROVED | 2006-01-09 |
| FL | RA | APPROVED | 1996-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Punta Gorda | FL | 04/1996 | Present |
| Bank Of America, Na | Punta Gorda | FL | 12/2009 | Present |
(1) I*41198FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JRD DUPLEXINVESTMENT RELATED: NADDRESS OF BUSINESS: 205 CHASTEEN, PUNTA GORDA, FLORIDA 33950NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 6/1/2010NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: COORDINATION OF RESIDENTIAL RENTAL PROPERTY ACTIVITIESI*72162FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: AMAZING PLACE PROPERTIESINVESTMENT RELATED: NADDRESS OF BUSINESS: PUNTA GORDA, FLORIDA 33982NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/1/2014NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL HOME IN COSTA RICAI*3380266, Entity Type Entity For Profit, Name of OBA: Powder Mountain Loan Address: Punta GordaFlorida33982 Investment Related: No Position, Title, Association: OtherEmployee Start Date: 12/31/2025 No Hours: 0 yearly No Hours during trading: 0 Duties: None Loan agreement I*3379267 Entity Type: Entity For Profit Name of OBA: Dwyer Capital Management Address: Punta Gorda, Florida, 33982 Investment Related: Yes Position, Title, Association: General Partner/Managing Member Employee Start Date: 10/16/2025 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Family LLC Chief Investment Officer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-09 |
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