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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-04-22
TX RA APPROVED 2006-01-09
FL RA APPROVED 1996-04-10
  • WA RA
    APPROVED
    Since 2025-04-22
  • TX RA
    APPROVED
    Since 2006-01-09
  • FL RA
    APPROVED
    Since 1996-04-10

Branch Locations

White Salmon, WA • United States

1190 W Marion Ave, Punta Gorda, FL 33950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Punta Gorda FL 04/1996 Present
Bank Of America, Na Punta Gorda FL 12/2009 Present
Other Businesses

(1) I*41198FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JRD DUPLEXINVESTMENT RELATED: NADDRESS OF BUSINESS: 205 CHASTEEN, PUNTA GORDA, FLORIDA 33950NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 6/1/2010NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: COORDINATION OF RESIDENTIAL RENTAL PROPERTY ACTIVITIESI*72162FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: AMAZING PLACE PROPERTIESINVESTMENT RELATED: NADDRESS OF BUSINESS: PUNTA GORDA, FLORIDA 33982NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/1/2014NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL HOME IN COSTA RICAI*3380266, Entity Type Entity For Profit, Name of OBA: Powder Mountain Loan Address: Punta GordaFlorida33982 Investment Related: No Position, Title, Association: OtherEmployee Start Date: 12/31/2025 No Hours: 0 yearly No Hours during trading: 0 Duties: None Loan agreement I*3379267 Entity Type: Entity For Profit Name of OBA: Dwyer Capital Management Address: Punta Gorda, Florida, 33982 Investment Related: Yes Position, Title, Association: General Partner/Managing Member Employee Start Date: 10/16/2025 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Family LLC Chief Investment Officer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-19
S63 Uniform Securities Agent State Law Examination 1994-03-09
  • S65 Uniform Investment Adviser Law Examination
    1995-05-19
  • S63 Uniform Securities Agent State Law Examination
    1994-03-09
Other Names
  • Rob Dwyer

View on SEC IAPD

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