Michael Andrew Sellers

Current Employers

Employment History

• 05/2014 → 09/2017
  Vanguard Marketing Corporation
  Charlotte, NC
• 09/2017 → 01/2019
  Synergy Investment Group, Llc
  Concord, NC
• 10/2017 → 01/2019
  Sa Stone Wealth Management Inc
  Cornelius, NC
• 01/2019 → 08/2019
  Aspire Private Capital
  Cornelius, NC
• 08/2020 → 12/2021
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 08/2020 → 12/2021
  Tiaa
  Charlotte, NC
• 08/2019 → 08/2020
  Unemployed
  Concord, NC
• 08/2017 → 09/2017
  Vanguard Advisers, Inc.
  Charlotte, NC
• 01/2022 → Present
  Semmax Financial Advisors, Inc.
  Winston-Salem, NC

Previous Registrations

• 2019-01-22 → 2019-08-06
  Aspire Private Capital
  Cornelius, NC
• 2017-09-04 → 2019-02-04
  Synergy Investment Group, Llc
  Cornelius, NC
  Kannapolis, NC
• 2017-08-03 → 2017-09-06
  Vanguard Advisers, Inc.
  Charlotte, NC
• 2005-01-07 → 2005-08-16
  Bb&T Asset Management, Inc.
  Raleigh, NC

Other Businesses

SOLE PROPRIETORSHIP: INVESTMENT RELATED: Yes; ADDRESS: 117 Academy Ave, Concord NC 28025, United States; NATURE: real estate; POSITION: sole proprietor; START DATE: 04/2021; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 0 ; DESCRIPTION: My wife and I have 1 rental property (owned in my name) that she manages that we purchased in April 2021. I may spend 1 hour per month max on a weekend with it. It is personally owned, no LLCs or other business involvement. Semmax, Inc.; Investment-Related; 1447 Trade Mart Boulevard, Winston-Salem, North Carolina 27127; Insurance Agency; January 3, 2022; approximately 40 hours per month; approximately 40 hours during securities trading hours; duties include understanding a client's financial picture, which means also discussing their risk management through products like life or long-term care insurance. These products may, when appropriate, be offered to meet the needs of the client as part of providing financial planning services.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-06-18
• S66 Uniform Combined State Law Examination
  2004-12-17

Designations

Other Names

• Michael Andrew Sellers