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Paul Buckley

Morgan Stanley

Middlesex, NJ

Shrewsbury, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-25
NJ RA APPROVED 2019-08-22
  • TX RA
    APPROVED
    Since 2021-05-25
  • NJ RA
    APPROVED
    Since 2019-08-22

Branch Locations

Middlesex, NJ • United States

1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Warren NJ 06/2019 Present
Unemployed Unemployed NJ 04/2019 05/2019
Prudential Global Investment Management Newark NJ 03/2006 04/2019
Morgan Stanley Private Bank, N.A New York NY 08/2019 Present
  • 06/2019 → Present
    Morgan Stanley
    Warren, NJ
  • 04/2019 → 05/2019
    Unemployed
    Unemployed, NJ
  • 03/2006 → 04/2019
    Prudential Global Investment Management
    Newark, NJ
  • 08/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-19
  • S66 Uniform Combined State Law Examination
    2019-08-19
Other Names
  • Paul Joseph Buckley

View on SEC IAPD

Other Firms

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ACA/PRUDENT INVESTORS PLANNING CORPORATION
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
AUGULIS FINANCIAL FIRM, L.L.C.
WELLS FARGO CLEARING SERVICES, LLC

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ROBYN SUE GOLDSTEIN
Pablo Cardoso
MARK ZACHARY WALTERS
BRIAN MICHAEL SWEATT
Anthony Parrella
WILFRED HERMAN WARRICK

Other Offices

LPL FINANCIAL LLC · MIDDLESEX, NJ
ACA/PRUDENT INVESTORS PLANNING CORPORATION · GREEN BROOK, NJ
ACA/PRUDENT INVESTORS PLANNING CORPORATION · GREEN BROOK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIDDLESEX, NJ
LPL FINANCIAL LLC · GREEN BROOK, NJ
CETERA INVESTMENT ADVISERS LLC · DUNNELLEN, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · PISCATAWAY, NJ
CETERA INVESTMENT ADVISERS LLC · PISCATAWAY, NJ

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