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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-05-29
FL RA APPROVED 2019-06-11
TX RA APPROVED_RES 2019-06-10
  • CT RA
    APPROVED
    Since 2026-05-29
  • FL RA
    APPROVED
    Since 2019-06-11
  • TX RA
    APPROVED_RES
    Since 2019-06-10

Branch Locations

Greenlawn, NY • United States

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Palm Beach Gardens FL 03/2014 06/2019
Jpmorgan Chase Bank Na Palm Beach Gardens FL 03/2014 06/2019
Wells Fargo Clearing Services, Llc Palm Beach FL 06/2019 Present
Previous Registrations
  • 2014-03-25 → 2019-06-17
    Palm Beach Gardens, FL
  • 2009-04-07 → 2014-04-21
    Credit Suisse Securities (Usa) Llc
    West Palm Beach, FL
  • 2007-05-29 → 2009-04-15
    West Palm Beach, FL
  • 2003-06-17 → 2007-05-29
    Citicorp Investment Services
    Palm Beach, FL
    Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-07
S63 Uniform Securities Agent State Law Examination 1998-07-02
  • S65 Uniform Investment Adviser Law Examination
    2003-05-07
  • S63 Uniform Securities Agent State Law Examination
    1998-07-02
Designations
Other Names
  • Matt Kutcher

View on SEC IAPD

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