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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Knoxville | TN | 06/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Knoxville | TN | 06/2026 | Present |
| Wells Fargo Clearing Services, Llc | Knoxville | TN | 06/2013 | 10/2017 |
| Lpl Financial Llc | Knoxville | TN | 10/2017 | 06/2026 |
| Wealthcare Advisory Partners Llc | Knoxville | TN | 10/2017 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-30 |
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