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Daniel Ray Griffey

Raymond James Financial Services Advisors, Inc

Knoxville, TN

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-06-08
  • TN RA
    APPROVED
    Since 2026-06-08

Branch Locations

11826 Kingston Pike, Knoxville, TN 37934 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Knoxville TN 06/2026 Present
Raymond James Financial Services Advisors, Inc. Knoxville TN 06/2026 Present
Wells Fargo Clearing Services, Llc Knoxville TN 06/2013 10/2017
Lpl Financial Llc Knoxville TN 10/2017 06/2026
Wealthcare Advisory Partners Llc Knoxville TN 10/2017 06/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-30
  • S66 Uniform Combined State Law Examination
    2013-12-30
Other Names
  • Daniel Griffey

View on SEC IAPD

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