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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-17
  • CA RA
    APPROVED
    Since 2025-04-17

Branch Locations

San Francisco, CA • United States

101 California Street Suite 4500, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Itg Inc. San Francisco CA 12/2008 01/2017
Unemployed San Francisco CA 02/2017 06/2017
Knowledge Leaps Disruptions San Francisco CA 06/2017 Present
Raymond James & Associates, Inc. San Francisco CA 01/2025 Present
  • 12/2008 → 01/2017
    Itg Inc.
    San Francisco, CA
  • 02/2017 → 06/2017
    Unemployed
    San Francisco, CA
  • 06/2017 → Present
    Knowledge Leaps Disruptions
    San Francisco, CA
  • 01/2025 → Present
    San Francisco, CA
Other Businesses

Knowledge Leaps Corporation/ NON Investment related / 5300 Geary Blvd. Suite 215 SF, CA 94118. Knowledge Leaps is a data / analytics co. Non employee Shareholder, Jan 2018-Jan 2024. 0 hrs/mo. 0 hrs/mo during trading hours. No current duties since employment with Raymond James.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-16
S63 Uniform Securities Agent State Law Examination 1995-11-24
  • S66 Uniform Combined State Law Examination
    2025-04-16
  • S63 Uniform Securities Agent State Law Examination
    1995-11-24
Other Names
  • Chris Antipa
  • Christopher A Antipa
  • Christopher Alexis Antipa

View on SEC IAPD

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