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Steven Forde

Citigroup Global Markets Inc.

Tampa, FL

Chicago, IL

Saint Charles, IL

Saint Charles, IL

CRD 2456339

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-15
IL RA APPROVED 2022-01-27
  • NY RA
    APPROVED
    Since 2024-10-15
  • IL RA
    APPROVED
    Since 2022-01-27

Branch Locations

Citi Private Bank 3800 Citigroup Center Drive, Bldg. A, Fl 1, Tampa, FL 33610 • United States

Citi Private Bank 227 West Monroe Street - 24, Chicago, IL 60606 • United States

Saint Charles, IL • United States

Saint Charles, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Chicago IL 05/2007 Present
Previous Registrations
  • 2007-05-29 → 2019-12-18
    Citigroup Global Markets Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Glen Ellyn, IL
  • 2004-11-01 → 2007-05-29
    Citicorp Investment Services
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-30
S63 Uniform Securities Agent State Law Examination 1994-04-12
  • S66 Uniform Combined State Law Examination
    2004-10-30
  • S63 Uniform Securities Agent State Law Examination
    1994-04-12
Other Names
  • Steven Michael Forde

View on SEC IAPD

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