Samuel Ray Head

Current Employers

Employment History

• 01/2002 → 06/2020
  Sam Head Financial Planning
  Cola, SC
• 05/2002 → 06/2020
  Anchor Financial Planning & Asset Management
  Columbia, SC
• 04/2007 → 06/2020
  Carolinas Wealth Management
  Columbia, SC
• 09/2014 → 06/2020
  Voya Financial Advisors
  Columbia, SC
• 06/2020 → Present
  Ameriprise Financial Services, Llc
  Seneca, SC

Previous Registrations

• 1998-09-24 → 2020-06-11
  Voya Financial Advisors, Inc.
  Greenville, SC
  Myrtle Beach, SC
  Columbia, SC
  Seneca, SC
  Columbia, SC
  Simpsonville, SC
  Mt Pleasant, SC
  Greenville, SC
  Chapin, SC
  North Charleston, SC
  Greenville, SC
  Mt Pleasant, SC
  Kings Mountain, NC
  Charlotte, NC
  Charleston, SC
  Greenville, SC

Other Businesses

Real Estate Ownership; Single Family; 402 W. Main St, , Walhalla, SC, 29691; Not Investment-Related; 10/25/2022. Independent Insurance Brokering; Pacific Life; 01/01/2015; Fixed Annuity / Athene; 01/01/2007; / Lincoln; 12/01/2013; . Business Ownership; Carolinas Wealth Management Inc; Managing Partner; Financial Planning; 119 A Professional Park Drive, , Seneca, SC, 29678; Investment-Related; 06/08/2020; 40 to 59 hours per month; 40 to 59 during trading hours / Seasons Development; I finance the construction of new homes that the builder and I sell and split the profits; Real estate development; 119A Professional Park Drive, , Seneca, SC, 29678; Investment-Related; 01/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / 119-B LLC; Co-owner of commercial real estate building. No regular duties.; Real estate; 119-B Professional Park Dr, , Seneca, SC, 29678; Not Investment-Related; 03/02/2005; 0 hours per month; 0 during trading hours / Seasons Homes LLC; This LLC was set up to hold rental properties, of which, we have none. This LLC will probably be dissolved.; Real estate; 111 Blackfox Way, , Sunset, SC, 29685; Not Investment-Related; 03/12/2019; 0 hours per month; 0 during trading hours / 402 W. Main St. Walhalla LLC; Owner; Real Estate; 111 Blackfox Way, , Sunset, SC, 29685; Not Investment-Related; 07/22/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Cliffs Residence Outreach; member; na, , na, SC, 29676; Not Investment-Related; 08/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Grace's Closet; Board Member; PO Box 126, , Walhalla, SC, 29691; Not Investment-Related; 10/25/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Ripple of One; board member; 115 W South 1st Street, , Seneca, SC, 29678; Not Investment-Related; 06/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Carolinas Wealth Management Inc.; Managing Partner - Managing Parnter; ; 119-A Professional Park Drive, , Seneca, SC, 29678; Investment-Related; 06/08/2020; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-14
• S63 Uniform Securities Agent State Law Examination
  1995-01-09

Other Names

• Samuel Head
• Samuel R. Head
• Sam R. Head
• Sam Head