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Current Employers
Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-04-13
  • RI RA
    APPROVED
    Since 2022-04-13

Branch Locations

579 Main Street, Bolton, MA 01740 • United States

2190 Mendon Road Suite 3, Cumberland, RI 02864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bolton Global Capital Bolton MA 08/2008 Present
Bolton Global Asset Management Bolton MA 04/2022 Present
  • 08/2008 → Present
    Bolton Global Capital
    Bolton, MA
  • 04/2022 → Present
    Bolton Global Asset Management
    Bolton, MA
Other Businesses

PAUL IS DUAL REGISTERED WITH BOLTON GLOBAL CAPITAL AS A REGISTERED REPRESENTATIVE AND BOLTON GLOBAL ASSET MANAGEMENT AS AN INVESTMENT ADVISOR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-01
S63 Uniform Securities Agent State Law Examination 1994-04-13
  • S65 Uniform Investment Adviser Law Examination
    2022-04-01
  • S63 Uniform Securities Agent State Law Examination
    1994-04-13

View on SEC IAPD

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