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Paul Conlon Yannalfo

LPl Financial LLC

Andover, MA

CRD 2455996

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 1997-09-02
  • NH RA
    APPROVED
    Since 1997-09-02

Branch Locations

17 Marilyn Rd Towle Office Park, Andover, MA 01810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Hampton NH 03/1997 Present
Other Businesses

1. 04/29/2013 - NO BUSINESS NAME - TAX PREP/ACCOUNTING/BOOKKEEPING - INV REL - TAX PREPARATION - TIME SPENT 5%.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-22
  • S63 Uniform Securities Agent State Law Examination
    1994-04-22
Other Names
  • Paul C Yannalfo

View on SEC IAPD

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