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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-07 |
Branch Locations
4500 S. Lakeshore Dr., Ste 580, Tempe, AZ 85282 • United States
Scottsdale, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tempe | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tempe | AZ | 11/2016 | 10/2021 |
| Lpl Financial, Llc | Scottsdale | AZ | 10/2021 | Present |
1. 10/7/2021 - John Tauer musician - Not Investment Related - 14975 N 100TH PLACE Scottsdale, AZ 8560 - Outside/W-2 Employment - Started 1/1/2014 - 6 Hours Per Month - Time Spent 1% - Part time musician/performer. 2. 03/01/2022 - Tauer Financial Services - Investment Related - 4500S Lakeshore Drive, Tempe AZ 85282 - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 03/04/2025- Momentum Wealth Partners- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 02/28/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 4) 09/08/2025 - Momentum Insurance Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s)- Start date:09/04/2025 - 10 Hrs/Mth - 10 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-11 |
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