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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-28 |
| MT | RA | APPROVED | 2013-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc | Billings | MT | 05/2013 | Present |
I*: 419728 Entity Type: Religious Organization/Church Name of OBA: St.John's Evangelical Lutheran Church of Laurel MT Address: Laurel, MT 59044 Investment Related: No Position, Title, Association: Secretary of the Congregation. Employee Start Date: 07/11/2016 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: The position is Secretary of the Congregation. The primary duty is to attend voter's assembly meetings and record minutes of the meetings. The Secretary is a voting member of the congregation. The Treasurer and Chairman of the Congregation are check signers on church accounts. I will not be an authorized check signer on any church accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-04 |
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