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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2009-10-06 |
Branch Locations
100 Charles St, Loogootee, IN 47553 • United States
560 S State Rd 57, Washington, IN 47501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| German American Bank | Jasper | IN | 09/2002 | Present |
| Lpl Financial | Charlotte | NC | 10/2009 | Present |
1. 10/06/2009: GERMAN AMERICAN INVESTMENT SERVICES - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 8/27/2015: GERMAN AMERICAN INVESTMENT SERVICES, INC. - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - STARTED 06/30/2015 - 2 HOURS PER MONTH DURING SECURITIES TRADING - LIFE, HEALTH, DISABILITY, LTC. 3. 12/19/2017 - Barr-Reeve School Board - Not Investment Related - 627 3rd St Montgomery, IN 47558 - Non-Profit Board Member - Start Date 11/15/2017 - 6 Hours Per Month/0 Hours During Securities Trading - Board Member. 4. 02/25/2019 - German American Investment Services Group - investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:01/01/2018 - 160 hrs/mo - 6 hours during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-03 |
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