Michael Muller Woods

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → Present
  Massmutual Life Insurance Co
  Peachtree Corners, GA
• 12/2005 → Present
  Mml Investors Services, Llc
  Peachtree Corners, GA

Previous Registrations

• 2003-06-11 → 2006-02-02
  Barber Lackey Financial Group Llc
  Atlanta, GA
• 2003-05-22 → 2003-06-06
  Voya Financial Advisors, Inc.
  Atlanta, GA

Other Businesses

(1) NAME: MMW FINANCIAL LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: ENTITY USED TO RUN BUSINESS INCOME & EXPENSES THROUGH FOR INCOME TAX PURPOSES POSITION: PRESIDENT/OWNER START: 07/22/2014 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 0. DUTIES: MAINLY BOOKKEEPING DUTIES. (2) NAME: TECHTOCH223 INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: EBAY SALES POSITION: OWNER START: 10/01/2023 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0. DUTIES: PROVIDE THE FINANCING FOR MY SON'S ACTIVITY. MAY POST/LIST USED FUNCTIONING AND NON-FUNCTIONAL ELECTRONIC DEVICES AND OTHER ANCILLARY ITEMS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-25
• S63 Uniform Securities Agent State Law Examination
  1994-02-24

Designations

• Certified Financial Planner

Other Names

• Michael Woods