James Arthur Gothard

Current Employers

Employment History

• 03/2006 → Present
  Paradigm Consulting Inc., Dba
  Lafayette, IN
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Lafayette, IN
• 11/2018 → Present
  Osaic Wealth, Inc.
  Lafayette, IN

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Greenville, OH
  Lafayette, IN
• 2001-01-22 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Lafayette, IN
  Greenville, OH
  Lafayette, IN

Other Businesses

1. JAG INVESTMENT PROPERTIES LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/27/2020 ADDRESS: 301 N 5th Street, Lafayette IN 47901, United States DESCRIPTION: Manage the LLC 2. COMMUNITY FOUNDATION OF GREATER LAFAYETTE POSITION: Treasurer & Grants Committee Chair NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/15/2023 ADDRESS: 300 Main Street, Suite 100, Lafayette IN 47901, United States DESCRIPTION: Oversee grant application process with fellow committee members as part of treasurer duties. The Treasurer is an officer title with no check writing privileges. 3. PARADIGM CONSULTING INC POSITION: President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/01/2006 ADDRESS: 301 N 5th Street, Lafayette IN 47901, United States DESCRIPTION: work with individuals and corporations on investment strategies, 529 and retirement plans, etc. 4. PARADIGM CONSULTING GROUP BENEFITS AND FIXED INSURANCE POSITION: Agent/Owner NATURE: S corp Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 04/01/1994 ADDRESS: 301 N 5th Street, Lafayette IN 47901, United States DESCRIPTION: Design and manage tailored corporate benefit strategies for regional businesses and municipalities to lower employer costs through direct provider contracting. Generate Referrals for fixed insurance, HR consulting, employee benefits administration, and fixed insurance. 5. FIRE MERIT COMMISSION BOARDD POSITION: Fire Merit Commission Board Member NATURE: Municipality INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/15/2022 ADDRESS: 20 N 6th Street, Lafayette IN 47901, United States DESCRIPTION: Interview candidates for the City of Lafayette Fire Department. Personnel evaluations and resolutions. Policy Development 6. LAFAYETTE COUNTRY CLUB POSITION: Advisory Board President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/20/2023 ADDRESS: 1500 S 9th Street, Lafayette IN 47905, United States DESCRIPTION: Provide oversight for the GM, who is the lead Club Manager

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-20
• S63 Uniform Securities Agent State Law Examination
  1994-05-13

Other Names

• James A Gothard
• James Arthur Gothard