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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
FL RA APPROVED 2018-10-25
MI RA APPROVED 2018-10-22
  • TX RA
    APPROVED
    Since 2025-01-03
  • FL RA
    APPROVED
    Since 2018-10-25
  • MI RA
    APPROVED
    Since 2018-10-22

Branch Locations

196 1/2 South River Avenue, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Holland MI 02/1994 01/2017
Various Insurance Carriers For W & R Insurance Agencies Holland MI 09/1994 01/2017
Lpl Financial Llc Holland MI 01/2017 Present
Independent Financial Partners Holland MI 01/2017 Present
Independent Advisor Alliance Holland MI 10/2018 Present
  • 02/1994 → 01/2017
    Waddell & Reed, Inc.
    Holland, MI
  • 09/1994 → 01/2017
    Various Insurance Carriers For W & R Insurance Agencies
    Holland, MI
  • 01/2017 → Present
    Lpl Financial Llc
    Holland, MI
  • 01/2017 → Present
    Holland, MI
  • 10/2018 → Present
    Independent Advisor Alliance
    Holland, MI
Previous Registrations
  • 2017-01-24 → 2018-12-17
    Holland, MI
  • 2009-02-26 → 2017-01-31
    Waddell & Reed
    Muskegon, MI
    Holland, MI
    Grand Rapids, MI
    Holland, MI
Other Businesses

1)1/24/17- VANDER LUGT CAPITAL MANAGEMENT- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)1/24/17- TVL ENTERPRISES - Business Entity For Tax/Investment Purposes Only- start date 1/1/2014- Holland, MI - 1% 3)1/24/17- BROTHERS 3, LLC -1/3 owner - start date 8/28/2015 - Holland, MI - 0% 4)1/24/17- SOUTH SHORE - HOLLAND LLC- Owner - start date 7/28/2011- Kalamazoo, MI- 0% 5) 10/29/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/22/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/29/2018. I expect to spend approximately 8 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 10/29/2018 - Independent Advisor Alliance - DBA: (Hybrid) Vander Lugt Capital Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/22/2018 - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/29/2018. I expect to spend approximately 8 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 7/12/2020 - Hansen Brokerage Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/12/2019 - 1 Hour Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-12
S63 Uniform Securities Agent State Law Examination 1994-03-24
  • S65 Uniform Investment Adviser Law Examination
    1999-07-12
  • S63 Uniform Securities Agent State Law Examination
    1994-03-24
Designations
Other Names
  • Todd Vander Lugt
  • Todd Robert Vander Lugt

View on SEC IAPD

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