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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-03 |
| FL | RA | APPROVED | 2018-10-25 |
| MI | RA | APPROVED | 2018-10-22 |
Branch Locations
196 1/2 South River Avenue, Holland, MI 49423 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Holland | MI | 02/1994 | 01/2017 |
| Various Insurance Carriers For W & R Insurance Agencies | Holland | MI | 09/1994 | 01/2017 |
| Lpl Financial Llc | Holland | MI | 01/2017 | Present |
| Independent Financial Partners | Holland | MI | 01/2017 | Present |
| Independent Advisor Alliance | Holland | MI | 10/2018 | Present |
1)1/24/17- VANDER LUGT CAPITAL MANAGEMENT- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)1/24/17- TVL ENTERPRISES - Business Entity For Tax/Investment Purposes Only- start date 1/1/2014- Holland, MI - 1% 3)1/24/17- BROTHERS 3, LLC -1/3 owner - start date 8/28/2015 - Holland, MI - 0% 4)1/24/17- SOUTH SHORE - HOLLAND LLC- Owner - start date 7/28/2011- Kalamazoo, MI- 0% 5) 10/29/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/22/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/29/2018. I expect to spend approximately 8 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 10/29/2018 - Independent Advisor Alliance - DBA: (Hybrid) Vander Lugt Capital Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/22/2018 - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/29/2018. I expect to spend approximately 8 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 7/12/2020 - Hansen Brokerage Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/12/2019 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-24 |
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