Mark Anthony D'ANnunzio

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 05/2019
  Royal Alliance
  Wall, NJ
• 05/2019 → 11/2019
  Cadaret, Grant & Co., Inc.
  Wall, NJ
• 11/2018 → 07/2025
  Cb Daily
  Manalapan, NJ
• 10/2020 → 07/2025
  Cadaret, Grant & Co., Inc.
  Wall, NJ
• 10/2021 → 07/2025
  Cadaret, Grant & Co., Inc.
  Naples, FL
• 07/2025 → Present
  Lpl Financial Llc
  Little Silver, NJ
• 03/1997 → 02/2018
  Petersen Investments, Inc.
  New York, NY

Previous Registrations

• 2021-02-18 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Little Silver, NJ
  Naples, FL
  Syracuse, NY

Other Businesses

1. 07/10/2025- Petersen Advisors- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/17/2025- 1 Hour Per Month-1 Hour During Trading 2. 07/10/2025- Petersen Advisors- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/17/2025- 40 Hours Per Month- 40 Hours During Trading 3. 04/15/2026 - Mark DAnnunzio - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/14/2026 - 2 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-17
• S63 Uniform Securities Agent State Law Examination
  1994-05-16

Other Names

• Mark Anthony Dannunzio