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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-06-02 |
| PA | RA | APPROVED | 2026-06-01 |
Branch Locations
Philadelphia, PA • United States
6400 C St Sw, Cedar Rapids, IA 52499 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Cedar Rapids | IA | 05/2026 | Present |
| Transamerica Financial Advisors | Cedar Rapids | IA | 05/2026 | Present |
| Dale Properties And Asset Management | Philadelphia | PA | 03/2011 | Present |
| Tapfin/Ey | Philadelphia | PA | 11/2022 | 04/2023 |
| Tapfin/Ey | Philadelphia | PA | 05/2023 | 06/2023 |
| Merrill Lynch | Philadelphia | PA | 11/2015 | 10/2017 |
| Summit Global | Philadelphia | PA | 09/2019 | 05/2023 |
| World Financial Group | Philadelphia | PA | 11/2014 | 03/2024 |
| Vigilant Securities | Chadds Ford | PA | 10/2019 | 12/2022 |
| Lpl Enterprise, Llc | Philadelphia | PA | 03/2024 | 11/2024 |
| Lpl Financial Llc | Fort Mill | SC | 06/2025 | 09/2025 |
As an employee of Transamerica Financial Advisors (TFA), employees may perform home office functions for other business units. Dale Holdings & Asset Management Investment Related? No 2614 West Master Street | Philadelphia, PA 19121 Real estate Owner Start date 3/2011 7 hours per month, 0 hours per day during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-22 |
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