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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-14 |
| WA | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services Inc | Seattle | WA | 11/2008 | 11/2020 |
| Securities America, Inc. | Lake Forest Park | WA | 11/2020 | 06/2024 |
| Securities America Advisors, Inc. | Lake Forest Park | WA | 11/2020 | 06/2024 |
| Osaic Wealth, Inc. | Lake Forest Park | WA | 06/2024 | Present |
1. DBA - Ravenna Capital Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-12 |
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