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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-06 |
Branch Locations
7421 Carmel Executive Park Suite 226, Charlotte, NC 28226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ryan-Hess-Morais Financial Advisors, Inc. | Charlotte | NC | 06/1999 | 03/2025 |
| The Investment Center Inc | Charlotte | NC | 07/2010 | 03/2025 |
| Ic Advisory Services Inc | Charlotte | NC | 07/2010 | 03/2025 |
| Lpl Financial Llc | Charlotte | NC | 03/2025 | Present |
1) RYAN ,HESS ,MORAIS FINANCIAL ASSOCIATES DBA. FINANCIAL ADVISOR. DEVOTE >60% / MO. ALL COMMISSIONS FROM BD ESTABLISHED 1999.2. RYAN, HESS, MORAIS FINANCIAL ASSOCIATES, INC. AGENT FOR FIXED INSURANCE SALES; DEVOTE < 20% PER/MO.SELL LIFE, LTC, DISABILITY & HEALTH INSURANCE FOR VARIOUS COMPANIES. COMPENSATION IS FROM SALES OF INSURANCE. ESTABLISHED 1999.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-31 |
| S65 | Uniform Investment Adviser Law Examination | 1994-03-31 |
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