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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-01
AR RA APPROVED 2019-04-25
  • TX RA
    APPROVED_RES
    Since 2019-05-01
  • AR RA
    APPROVED
    Since 2019-04-25

Branch Locations

3945 N. Vantage Dr. Suite 3, Fayetteville, AR 72703 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Arvest Wealth Management Fayetteville AR 04/2006 04/2019
Raymond James & Associates, Inc. Fayetteville AR 04/2019 Present
Previous Registrations
  • 2006-04-03 → 2019-04-24
    Fayetteville, AR
    Fayetteville, AR
  • 2003-01-02 → 2006-04-04
    Raymond James Financial Services, Inc.
    Rogers, AR
    Rogers, AR
    Fayetteville, AR
  • 2000-03-10 → 2002-08-26
    Springdale, AR
Other Businesses

(1)Name of Business: Better Together Properties, LLC Address: 15076 E Black Oak Rd, Fayetteville, AR, 72701, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/08/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Better Together Properties, LLC Address: 15076 E Black Oak Rd, Fayetteville, AR, 72701, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Partner Investment Related: Yes Start Date: 06/24/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member of the LLC (3)Name of Business: Creek, LLC Address: 15076 E Black Oak Rd, Fayetteville, AR, 72701, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/31/1996 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own Residential property for lease (4)Name of Business: Elkins Public Schools Address: 349 N Center St, Elkins , AR, 72727, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 08/31/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (5)Name of Business: Kaph, LLC Address: 15076 E Black Oak Rd, Fayetteville, AR, 72701, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/24/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing member of LLC to hold an undeveloped commercial lot for potential future office or rental. (6)Name of Business: Thorn & Thistle LLC Address: 15076 E Black Oak Rd, Fayetteville, AR, 72701, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/30/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and manage a small cow calf cattle herd.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-19
S63 Uniform Securities Agent State Law Examination 1994-02-09
  • S65 Uniform Investment Adviser Law Examination
    1998-11-19
  • S63 Uniform Securities Agent State Law Examination
    1994-02-09
Designations

View on SEC IAPD

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