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Gregory Frank Harris

Wells Fargo Clearing Services, LLC

Norfolk, VA

Norfolk, VA

Chesapeake, VA

Virginia Beach, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-03
VA RA APPROVED 2009-03-20
  • TX RA
    APPROVED_RES
    Since 2024-09-03
  • VA RA
    APPROVED
    Since 2009-03-20

Branch Locations

1280 N Military Hwy, Norfolk, VA 23502 • United States

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

672 Battlefield Blvd N, Chesapeake, VA 23320 • United States

125 Independence Blvd, Virginia Beach, VA 23462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Norfolk VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Norfolk VA 11/2016 Present
Previous Registrations
  • 2001-11-26 → 2009-03-24
    Banc Of America Investment Services, Inc.
    Norfolk, VA
    Virginia Beach, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-08
S63 Uniform Securities Agent State Law Examination 1994-04-04
  • S65 Uniform Investment Adviser Law Examination
    1994-04-08
  • S63 Uniform Securities Agent State Law Examination
    1994-04-04
Other Names
  • Gregory F Harris
  • Greg Harris

View on SEC IAPD

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