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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Stratford | CT | 03/2006 | 10/2017 |
| Securities America, Inc. | Stratford | CT | 10/2017 | 06/2024 |
| Securities America Advisors | Stratford | CT | 10/2017 | 06/2024 |
| Osaic Wealth, Inc. | Stratford | CT | 06/2024 | Present |
| Osaic Wealth, Inc. | Stratford | CT | 06/2024 | Present |
***METRUSKY RETIREMENT SERVICES, LLC - DBA ***TRUMBULL BUSINESS NETWORK POSITION: member/President NATURE: Referral group INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2002 ADDRESS: Helen Plumb Bldg, White Plains Rd., Trumbull CT 06611 DESCRIPTION: Participant in referral group. Do not disclose clients to other members unless authorized in writing in advance by client. ALSO: Serve as President of group, effective upon approval. Organize and run meetings. Will NOT have any custody of group assets, nor any independent direction over fund disbursements. ***METRUSKY RETIREMENT SERVICES, LLC POSITION: Owner and manager NATURE: Insurance sales as part of Metrusky Retirement Services, LLC. This is a replacement disclosure to reflect removal of Catholic Way Investments, LLC, OBA, which was inactivated as of 10/31/2021 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/07/2021 ADDRESS: 945 Beaver Dam Rd, Stratford CT 06614, United States DESCRIPTION: Insurance sales through a previously disclosed OBA. Metrusky Retirement Services, LLC, Fr fixed annuities, indexed insurance, etc. TRUMBULL BUSINESS NETWORK POSITION: member NATURE: Referral group INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2002 ADDRESS: River Valley Assisted Living Facility, 101 Oakview Dr., Trumbull CT 06611, United States DESCRIPTION: Participant in referral group. Do not disclose clients to other members unless authorized in writing in advance by client. ALSO: Organize and run meetings in absence of, and at request of, President in his absence. DO NOT have any custody of group assets, nor any independent direction over fund disbursements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-23 |
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