Kimberly Wornom Hicks

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 01/2017
  Lincoln Financial Advisors Corporation
  Richmond, VA
• 01/2017 → 03/2023
  Purshe Kaplan Sterling Investments
  Albany, NY
• 01/2017 → 03/2023
  Commonwealth Retirement Investments, Llc
  Richmond, VA
• 08/2023 → Present
  Raymond James Financial Services, Inc.
  Glen Allen, VA
• 08/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Glen Allen, VA
• 08/2023 → Present
  Atlantic Union Bank
  Glen Allen, VA
• 03/2023 → 08/2023
  Unemployed
  Richmond, VA

Previous Registrations

• 2020-01-17 → 2023-04-13
  Commonwealth Retirement Investments Llc
  Richmond, VA
• 2017-01-27 → 2019-12-31
  Commonwealth Retirement Investments Llc
  Richmond, VA
• 2014-04-03 → 2017-01-24
  Osaic Fa, Inc.
  Richmond, VA
• 2012-09-19 → 2014-04-02
  Morgan Stanley
  Richmond, VA
• 2010-06-21 → 2012-04-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Richmond, VA

Other Businesses

(1)Name of Business: Atlantic Union Financial Consultants, LLC/AUB Wealth Management Address: 4300 Cox Rd, Glen Allen, VA, 23060-3358, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/28/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Senior Registered Client Assistant (2)Name of Business: Randolph Macon Woman's College & Randolph College Alumna Association Address: 5304 Kingsbury Rd, Richmond, VA, 23226, United States Activity Type: Non profit Position/Title: Executive Member Investment Related: Yes Start Date: 01/15/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sit on board as Finance Chair which is an executive board position. (3)Name of Business: Reveille United Methodist United Women of Faith (UWF) Address: 5304 Kingsbury Rd, Richmond, VA, 23226, United States Activity Type: Religious Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintain small checking account to receive in donations from church fundraising. The money collected is all donated by the end of each year to local charities & worldwide missions.

Exams

• S66 Uniform Combined State Law Examination
  2010-10-21
• S63 Uniform Securities Agent State Law Examination
  1998-09-03

Other Names

• Kim Wornom
• Kimberly Jane Wornom
• Kimberly Jane Wornom
• Kimberly Jane Hicks
• Kimberly W Hicks