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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-18
  • TX RA
    APPROVED
    Since 2020-02-18

Branch Locations

40 Tioga Way Suite 260, Marblehead, MA 01945-5501 • United States

Swampscott, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Marblehead MA 02/2012 03/2020
Ameriprise Financial Services, Llc Marblehead MA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Multi-Family; 47 Pine St Swampscott MA 01907, ,; Not Investment-Related; 04/10/2013 / Multi-Family; 43-45 Rowland Street, , Marblehead, MA, 01945; Not Investment-Related; 12/01/2022. Business Ownership; Real Estate Enterprises, LLC; ; Own real estate and market an alternative energy device; 27 PURITAN PARK SWAMPSCOTT, MA 01907, ,; ; 01/10/2010; 1 to 9 hours per month; . Outside Employment; Alternative Energy Project Developer; I am an independent contractor acting under my own name. No company affiliation at this time; I will be acting as an independent contractor on alternative energy projects. As of right now, I have not been paid for my activities and do not have a company set up for these activities as I plan to simply do things in my name and would be 1099 contractor when eventually I do receive renumeration. The activities will be project management, development, and financing. Examples are developing a solar project from start through completion.; 27 Puritan Park, , Swampscott, MA, 01907; Not Investment-Related; 04/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-04-20
  • S63 Uniform Securities Agent State Law Examination
    2005-04-20
Designations

View on SEC IAPD

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