Rachael Ann Conroy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2003 → Present
  Lpl Financial Llc
  Charlestown, MA

Previous Registrations

• 2013-09-30 → 2014-12-31
  Dietz & Lynch Capital
  Boston, MA
• 2009-10-22 → 2013-12-09
  P.L.A.N.
  Boston, MA
• 2007-06-13 → 2010-05-14
  Dietz & Lynch Capital
  Boston, MA
• 1998-09-10 → 2003-03-25
  Strategic Advisers Llc
  Boston, MA
• 2001-04-06 → 2003-03-25
  Fidelity Personal Trust Company, Fsb
  Boston, MA

Other Businesses

(1) 03/27/2008 - DBA ONLY - EF FINANCIAL - INV REL - BOSTON, MA (2) 04/23/2013 - DBA ONLY - DIETZ & LYNCH PARTNERS - INV REL - BOSTON, MA (3) 10/17/2013 - DBA ONLY - DIETZ & LYNCH CAPITAL - INV REL - 25% OF TIME SPENT - BOSTON, MA (4) 07/06/2016: Acire - Business Entity For Tax/Investment Purposes Only - INV REL - Start 07/01/2016 - 18 Main St #1, Charlestown MA 02019 - This will be a flow through entity for all LPL Income. - 1 Hr/Mo; 0 During Securities Trading Hours (5) 9/10/2021 - 8Teen Main - Investment Related - 18 Main St, Unit #1, Charlestown, MA 02129 - Real Estate Rental - Started 10/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading. (6) 08/02/2024 - BeautifulWealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2024 - 8 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-28
• S63 Uniform Securities Agent State Law Examination
  1995-08-18

Other Names

• Rachael Ann Conrov
• Rachel Ann Conroy
• Rachel Ann Conroy
• Rachael Ann Conroy
• Rachael Ann Clasby