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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-10
FL RA APPROVED 2009-08-07
  • TX RA
    APPROVED_RES
    Since 2018-10-10
  • FL RA
    APPROVED
    Since 2009-08-07

Branch Locations

2756 20Th Street, Vero Beach, FL 32960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Vero Beach FL 09/2003 Present
Indian River Investment Center, Inc Vero Beach FL 10/2003 Present
Raymond James Financial Services Advisors, Inc. Vero Beach FL 01/2009 Present
Other Businesses

(1)Name of Business: Indian River Investment Center Inc. Address: 2756 20th Street, vero beach, FL, 32960, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/15/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-27
S63 Uniform Securities Agent State Law Examination 1994-06-03
  • S65 Uniform Investment Adviser Law Examination
    2004-03-27
  • S63 Uniform Securities Agent State Law Examination
    1994-06-03

View on SEC IAPD

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