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Daniel Christopher Trainor

Charles Schwab & Co., Inc.

Poughquag, NY

Omaha, NE

CRD 2453674

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-11-18
  • NY RA
    APPROVED
    Since 2022-11-18

Branch Locations

Poughquag, NY • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Stamford CT 02/2011 11/2022
Charles Schwab & Co., Inc. Poughquag NY 11/2022 Present
Previous Registrations
  • 2011-02-10 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Stamford, CT
    Scarsdale, NY
    Poughquag, NY
  • 2011-02-10 → 2022-10-14
    Td Ameritrade, Inc.
    Stamford, CT
    Westlake, TX
    Fort Worth, TX
    Omaha, NE
    Scarsdale, NY
    Poughquag, NY
  • 2005-01-26 → 2009-02-18
    Strategic Advisers Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-26
S63 Uniform Securities Agent State Law Examination 1994-02-25
  • S66 Uniform Combined State Law Examination
    2011-02-26
  • S63 Uniform Securities Agent State Law Examination
    1994-02-25
Other Names
  • Daniel C Trainor
  • Daniel C Trainor

View on SEC IAPD

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