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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-04 |
Branch Locations
17806 I-10 W Promenade 1 Ste 120, San Antonio, TX 78257 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc. | San Antonio | TX | 05/2006 | 07/2019 |
| Usaa Financial Planning Services | San Antonio | TX | 05/2006 | 07/2019 |
| Usaa Investment Management Co | San Antonio | TX | 11/2014 | 07/2019 |
| Usaa Investment Management Company | San Antonio | TX | 01/2018 | 07/2019 |
| Victory Capital Advisers, Inc. | Brooklyn | OH | 07/2019 | 05/2023 |
| Lpl Financial Llc | San Antonio | TX | 05/2023 | Present |
1)04/2023 - Genesis Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2023 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-12 |
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